AS
Anthony M. Svach
ALLSPRING FUNDS MANAGEMENT
Glen Ellyn, IL
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CRD#: 2439759
AS
Professional summary
Anthony Michael Svach, CIMA® is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Glen Ellyn, Illinois and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Glen Ellyn, Illinois.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Anthony has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Foundation for Financial Planning Investment Related: Non-voting member of investment committee Address: 1425 K Street NW, Suite 602, Washington, DC, 20005 Nature of Other Business: It is a foundation that promotes pro bono financial planning for cancer victims, veterans and marginalized populations in the US Title/Position: Board Member, Finance Chair Start Date: March 2019 approximate number of hours per month: 4 hours per month, Quarterly Board Meetings that are � day Number of hours during trading hours: 4 hours per month, Quarterly Board Meetings that are 1/2 day Briefly describe duties: As finance chair I review expenses and quarterly finances. I chair the finance committee and am a non voting member of the committee. I correspond with Budros, Rulin and Roe who is the Investment Advisor for the foundation portfolio.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Michael Svach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 19, 2023 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
Glen Ellyn, IL
Current
September 19, 2023 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
Glen Ellyn, IL
Past
July 20, 2011 - January 19, 2023
BLACKROCK FINANCIAL MANAGEMENT, INC
RIA
CRD#: 107105
NEW YORK, NY
Past
July 20, 2011 - January 19, 2023
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
July 24, 2003 - July 14, 2011
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
RIA
CRD#: 107738
NEW YORK, NY
Past
September 1, 2002 - July 14, 2011
GOLDMAN SACHS & CO. LLC
RIA
CRD#: 361
CHICAGO, IL
Past
January 10, 2001 - July 14, 2011
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CHICAGO, IL
Past
May 28, 1997 - January 2, 2001
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
March 29, 1994 - April 9, 1997
CHICAGO PARTNERSHIP BOARD, INC.
BD
CRD#: 22163
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2023)
RR
Alaska(9/19/2023)
RR
Arizona(9/19/2023)
RR
Arkansas(9/19/2023)
RR
California(9/19/2023)
RR
Colorado(9/19/2023)
RR
Connecticut(9/19/2023)
RR
Delaware(9/19/2023)
RR
District of Columbia(9/19/2023)
RR
Florida(9/19/2023)
RR
Georgia(9/19/2023)
RR
Hawaii(9/19/2023)
RR
Idaho(9/19/2023)
RR
Illinois(9/19/2023)
IAR
Illinois(9/19/2023)
RR
Indiana(9/19/2023)
RR
Iowa(9/19/2023)
RR
Kansas(9/19/2023)
RR
Kentucky(9/19/2023)
RR
Louisiana(9/19/2023)
RR
Maine(9/19/2023)
RR
Maryland(9/19/2023)
RR
Massachusetts(9/19/2023)
RR
Michigan(9/19/2023)
RR
Minnesota(9/19/2023)
RR
Mississippi(9/19/2023)
RR
Missouri(9/19/2023)
RR
Montana(9/19/2023)
RR
Nebraska(9/19/2023)
RR
Nevada(9/19/2023)
RR
New Hampshire(9/19/2023)
RR
New Jersey(9/19/2023)
RR
New Mexico(9/19/2023)
RR
New York(9/19/2023)
RR
North Carolina(9/19/2023)
RR
North Dakota(9/19/2023)
RR
Ohio(9/19/2023)
RR
Oklahoma(9/19/2023)
RR
Oregon(9/19/2023)
RR
Pennsylvania(9/19/2023)
RR
Puerto Rico(9/19/2023)
RR
Rhode Island(9/19/2023)
RR
South Carolina(9/19/2023)
RR
South Dakota(9/19/2023)
RR
Tennessee(9/19/2023)
RR
Texas(9/19/2023)
RR
Utah(9/19/2023)
RR
Vermont(9/19/2023)
RR
Virgin Islands(9/19/2023)
RR
Virginia(9/19/2023)
RR
Washington(9/19/2023)
RR
West Virginia(9/19/2023)
RR
Wisconsin(9/19/2023)
RR
Wyoming(9/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
