Sidney D. Hopps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Django Hopps, who also goes by Sidney Hicks, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1999. Sidney had worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - October 7, 2015
BGH WEALTH MANAGEMENT
March 19, 2008 - December 9, 2008
B. RILEY & CO., LLC
October 22, 2007 - March 17, 2008
OPPENHEIMER & CO. INC.
January 15, 2002 - November 8, 2005
GLEACHER & COMPANY SECURITIES, INC.
June 15, 1999 - September 17, 2001
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BGH WEALTH MANAGEMENT
CRD#: 174039 / SEC#:
Contact information
Red Flags
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