Michael R. Self

1 UNION MANAGEMENT

Redmond, WA

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CRD#: 2439624

Professional summary

Michael Robert Self is a registered financial advisor currently at 1 UNION MANAGEMENT, LLC located in Redmond, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of Stage.O Advisory Services LLC, a consulting business to start up companies. Managing Member - Stage.O Management, LLC exempt reporting advisor - the General Partner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Self's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2016 - Present

1 UNION MANAGEMENT, LLC

RIA

CRD#: 282892

Redmond, WA

Past

September 11, 2003 - May 16, 2015

LAKE UNION CAPITAL MANAGEMENT, LLC

RIA

CRD#: 127542

KIRKLAND , WA

Past

May 1, 2001 - February 19, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 5, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

July 8, 1995 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

April 27, 1994 - February 23, 1995

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 12/23/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/26/1994

General Securities Representative Examination

Current Firm

1 UNION MANAGEMENT, LLC

CRD#: 282892 / SEC#:

Washington

Registered Investment Advisory firm - (6/17/2016 Approved)

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Contact information

Main Address

2633 Eastlake Ave E #202, Seattle, WA 98101

Mailing Address

7345 164th Ave Ne Ste 145 Pmb 2294, Redmond, WA 98053

Phone number

(425) 922-3095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 12,145,262

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Self

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Self's CRS (Customer Relationship Summary).

Certified licenses

Experience

1 UNION MANAGEMENT, LLC

LAKE UNION CAPITAL MANAGEMENT, LLC

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

DEUTSCHE IXE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1994

Series 55

Date: 12/23/1999

Series 7

Date: 4/26/1994

Current Firm

1 UNION MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

1 UNION MANAGEMENT, LLC

TRUST BUT VERIFY

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