Matthew T. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Terrence Hernandez, who also goes by Terry Hernandez, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1970. Matthew had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2013 - May 11, 2016
EQUINOX SECURITIES, INC.
June 24, 1999 - December 31, 2010
NATIONAL PLANNING CORPORATION
November 19, 1989 - June 28, 1999
OSAIC WEALTH, INC.
August 2, 1988 - March 26, 1990
MUTUAL SERVICE CORPORATION
May 2, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 14, 1970 - April 22, 1988
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/7/1967
Registered Representative ExaminationCurrent Firm
EQUINOX SECURITIES, INC.
CRD#: 145790 / SEC#: , 8-67752
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | |
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
