Jeffrey Dean Hamilton
Professional Summary
Jeffrey Dean Hamilton, who also goes by Jeffrey Dean Hamilton, is a registered financial advisor currently at BTIG, LLC located in Boston, Massachusetts. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Dean Hamilton
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC
Contact Information
Main Address
350 Bush Street 9th Floor, San Francisco, CA 94104Mailing Address
350 Bush Street 9th Floor, San Francisco, CA 94104Phone Number
(415) 248-2200Established
Delaware since 06/05/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
12Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/9/2020)
(9/9/2020)
(8/26/2020)
(9/18/2020)
(9/9/2020)
(9/9/2020)
(9/12/2020)
(9/9/2020)
(9/28/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2005Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1994About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2008About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2008About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Dean Hamilton's CRS (Customer Relationship Summary).
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