Thomas J. Price

HUNGERFORD FINANCIAL LLC

Grand Rapids, MI 49546

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CRD#: 2439559

Professional summary

Thomas Joseph Price, who also goes by Thomas J Price, is a registered financial advisor currently at HUNGERFORD FINANCIAL LLC located in Grand Rapids, Michigan and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Grand Rapids, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas J Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) GENESIS FINANCIAL - OWNER - NON-PUBLIC ENTITY USED FOR PERSONAL TAX PREPARATION - GRAND RAPIDS, MI - SINCE 09/2012 - NOT INVESTMENT RELATED 2.) HANC WEALTH MANAGEMENT LLC - DIRECTOR OF WEALTH MANAGEMENT - REGISTERED INVESTMENT ADVISOR - GRAND RAPIDS, MI - SINCE 01/2017 - INVESTMENT RELATED 3.) THOMAS J PRICE INDEPENDENT INSURANCE - OWNER - SALES OF LIFE, HEALTH, AND OTHER NON-VARIABLE INSURANCE - GRAND RAPIDS, MI - SINCE 09/2017 - INVESTMENT RELATED 4.) HUNGERFORD FINANCIAL - DIRECTOR OF WEALTH MANAGEMENT - DBA NAME FOR MARKETING PURPOSES ONLY - GRAND RAPIDS, MI - SINCE 06/2017 - INVESTMENT RELATED 5.) HUNGERFORD WEALTH - DIRECTOR OF WEALTH MANAGEMENT - DBA NAME FOR MARKETING PURPOSES ONLY - GRAND RAPIDS, MI - SINCE 01/2024 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2016 - Present

HUNGERFORD FINANCIAL LLC

Office #1: 2910 Lucerne Drive Se, Grand Rapids, MI 49546

RIA

CRD#: 249789

Grand Rapids, MI

Current

March 2, 2011 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 2910 Lucerne Dr. Se, Grand Rapids, MI 49546

RIA

CRD#: 20804

Grand Rapids, MI

Past

March 2, 2011 - October 3, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SCOTTSDALE, AZ

Past

October 29, 2010 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

GRAND RAPIDS, MI

Past

June 17, 2010 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

GRAND RAPIDS, MI

Past

June 23, 2009 - June 17, 2010

QUESTAR CAPITAL CORPORATION

CRD#: 43100

GRAND RAPIDS, MI

Past

January 18, 2008 - February 10, 2009

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

July 16, 2003 - January 3, 2008

COMERICA SECURITIES

RIA

CRD#: 17079

GRAND RAPIDS, MI

Past

July 15, 2003 - January 3, 2008

COMERICA SECURITIES

CRD#: 17079

GRAND RAPIDS, MI

Past

October 14, 1998 - August 13, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 21, 1996 - July 8, 1998

OLD KENT FINANCIAL ADVISORS

CRD#: 17039

GRAND RAPIDS, MI

Past

January 11, 1994 - August 15, 1996

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUNGERFORD FINANCIAL LLC

HANC WEALTH MANAGEMENT, LLC | HUNGERFORD FINANCIAL LLC

CRD#: 249789 / SEC#: 801-114535

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Michigan

Registered Investment Advisory firm - (4/30/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/4/2023)

Colorado
(10/8/2015)

Connecticut
(7/2/2025)

Florida
(9/21/2011)

Indiana
(3/2/2011)

Kentucky
(2/27/2017)

Michigan
(3/2/2011)

IAR

Michigan
(3/30/2016)

New York
(2/24/2022)

North Carolina
(9/3/2021)

Pennsylvania
(4/11/2025)

Texas
(10/16/2025)

Washington
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/10/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HUNGERFORD FINANCIAL LLC

HANC WEALTH MANAGEMENT, LLC | HUNGERFORD FINANCIAL LLC

CRD#: 249789 / SEC#: 801-114535

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Michigan

Registered Investment Advisory firm - (4/30/2019 Terminated)

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Contact information

Main Address

2910 Lucerne Drive Se, Grand Rapids, MI 49546

Mailing Address

Phone number

(616) 302-1558

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	892
AUM (Assets Under Management)	$ 378,295,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Thomas J. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

QUESTAR CAPITAL CORPORATION

PACIFIC SELECT DISTRIBUTORS, LLC

COMERICA SECURITIES

COMERICA SECURITIES

CAPITAL BROKERAGE CORPORATION

OLD KENT FINANCIAL ADVISORS

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

HUNGERFORD FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/1998

Series 63

Date: 1/11/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/25/1996

Series 6

Date: 1/10/1994

Series 24

Date: 9/3/1996

FINRA

Current Firm

HUNGERFORD FINANCIAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUNGERFORD FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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