Eric F. Koselak

KESTREL WEALTH MANAGEMENT

South Bend, IN 46601

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CRD#: 2439448

Professional summary

Eric Frank Koselak is a registered financial advisor currently at KESTREL WEALTH MANAGEMENT, LLC located in South Bend, Indiana.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Eric has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Frank Koselak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2010 - Present

KESTREL WEALTH MANAGEMENT, LLC

Office #1: 201 S. Main Street Suite 503, South Bend, IN 46601

RIA

CRD#: 153503

South Bend, IN

Past

January 16, 1996 - December 13, 1996

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

February 11, 1995 - October 25, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 1, 1994 - November 18, 1994

JOHN DAWSON & ASSOCIATES, INC.

CRD#: 6347

CHICAGO, IL

Past

January 24, 1994 - October 12, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 24, 1994 - October 12, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTREL WEALTH MANAGEMENT, LLC

CRD#: 153503 / SEC#: 801-123414

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

Indiana

Registered Investment Advisory firm - (4/25/2022 Terminated)

Michigan

Registered Investment Advisory firm - (4/27/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/28/2010)

IAR

Michigan
(3/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1994

General Securities Representative Examination

Current Firm

KESTREL WEALTH MANAGEMENT, LLC

CRD#: 153503 / SEC#: 801-123414

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

Indiana

Registered Investment Advisory firm - (4/25/2022 Terminated)

Michigan

Registered Investment Advisory firm - (4/27/2022 Terminated)

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Contact information

Main Address

201 S. Main Street Suite 503, South Bend, IN 46601

Mailing Address

Phone number

(574) 233-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (1/24/2025)

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 134,165,706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric F. Koselak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Frank Koselak's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFMG SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JOHN DAWSON & ASSOCIATES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KESTREL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2010

Series 63

Date: 2/4/1994

Series 7

Date: 1/21/1994

Current Firm

KESTREL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KESTREL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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