JS
John H. Sampers
SFI ADVISORS
Montclair, NJ 07042
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CRD#: 2439443
JS
Professional summary
John Henry Sampers, ChFC®, CLU® is a registered financial advisor currently at SFI ADVISORS, LLC located in Montclair, New Jersey and PRIVATE CLIENT SERVICES, LLC located in Montclair, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Osprey Pointe LLC Investment Related: No Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Real Estate Position, Title or Relationship: Manage the property Start Date: 7/31/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: manage property Business Name: SFI Insurance Services, Inc. Investment Related: Yes Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Insurance Position, Title or Relationship: Other,Use for insurance service support Start Date: 9/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manager Business Name: SFI Advisors Investment Related: Yes Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Registered Rep Activities through Private Client Services, LLC Position, Title or Relationship: Member Start Date: 4/24/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Chief Compliance Officer - Investment Advisor 4860 W Moreno LLC. 2145 E Maddox Road, Buford, GA 30519. 4860 W Morenos LLC owns the real estate of our new office location in Buford Georgia. Owner, oversight of administrative responsibilities such as bookkeeping, insurance, reporting and tax filings. 2 hrs/mo; 1 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view John Henry Sampers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 12, 2017 - Present
SFI ADVISORS, LLC
Office #1: 79 Midland Ave., Montclair, NJ 07042RIA
CRD#: 287929
Montclair, NJ
Current
May 8, 2017 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 79 Midland Ave, Montclair, NJ 07042RIA
BD
CRD#: 120222
Montclair, NJ
Past
April 20, 2016 - May 11, 2017
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
MONTCLAIR, NJ
Past
June 20, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
MONTCLAIR, NJ
Past
October 28, 1997 - May 11, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
MONTCLAIR, NJ
Past
July 13, 1994 - November 4, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SFI ADVISORS, LLC
SFI ADVISORS | SFI ADVISORS, LLC
CRD#: 287929 / SEC#: 801-110293
RIA
Registered Investment Advisory firm - (4/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/8/2017)
RR
District of Columbia(3/3/2021)
RR
Florida(5/8/2017)
RR
Georgia(5/8/2017)
IAR
Georgia(5/16/2017)
RR
Illinois(5/8/2017)
RR
Louisiana(2/22/2021)
RR
Maryland(5/8/2017)
RR
Massachusetts(5/8/2017)
RR
Missouri(1/2/2020)
RR
New Jersey(5/8/2017)
IAR
New Jersey(5/12/2017)
RR
New York(5/8/2017)
RR
North Carolina(2/16/2021)
RR
Pennsylvania(5/8/2017)
RR
Rhode Island(10/3/2017)
RR
South Carolina(5/8/2017)
RR
Tennessee(8/23/2019)
IAR
Texas(11/1/2018)
RR
Texas(11/12/2019)
RR
Utah(9/18/2017)
RR
Virginia(8/23/2023)
RR
Wisconsin(5/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SFI ADVISORS, LLC
SFI ADVISORS | SFI ADVISORS, LLC
CRD#: 287929 / SEC#: 801-110293
RIA
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Contact information
Main Address
79 Midland Ave., Montclair, NJ 07042
Mailing Address
Phone number
(973) 744-1014
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 173,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
