Alvin S. Yam
Professional summary
Alvin Siu-lun Yam, CFP®, who also goes by Alvin S L Yam, Alvin Siulum Yam, Alvin Siulun Yam, Alvin Sl Siu-lun Yam, is a registered financial advisor currently at PARAIBA WEALTH MANAGEMENT LLC located in Hercules, California.
Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Alvin has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alvin Siu-lun Yam's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
September 12, 2022 - Present
PARAIBA WEALTH MANAGEMENT LLC
January 10, 2014 - March 21, 2022
STONEMARK WEALTH MANAGEMENT
November 9, 2011 - September 26, 2013
WESTMOUNT PARTNERS, LLC
January 20, 2010 - December 5, 2011
WESTMOUNT ASSET MANAGEMENT INC
February 25, 2004 - June 21, 2006
CHARLES SCHWAB & CO., INC.
January 30, 2004 - June 21, 2006
CHARLES SCHWAB & CO., INC.
April 23, 2003 - November 14, 2003
SINOPAC FINANCIAL SERVICES (USA) LTD.
October 24, 1997 - December 31, 2001
CHARLES SCHWAB & CO., INC.
June 4, 1997 - July 15, 1997
SUTRO & CO. INCORPORATED
October 7, 1994 - June 5, 1997
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/12/2022)
Exams
Current Firm
PARAIBA WEALTH MANAGEMENT LLC
CRD#: 322336 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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