Lambert B. Hermelink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lambert Bruns Hermelink, who also goes by Bert Hermelink II, Lambert Bruns Hermelink Ii, was a registered financial professional .
Lambert is a previously registered financial professional and started their career in finance in 1973. Lambert had worked at 15 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2013 - December 31, 2023
CABOT LODGE SECURITIES LLC
June 21, 2011 - December 31, 2023
CL WEALTH MANAGEMENT LLC
June 21, 2011 - July 11, 2013
ALLIED BEACON PARTNERS, INC.
February 23, 2011 - June 23, 2011
GIRARD SECURITIES, INC.
February 15, 2011 - June 23, 2011
GIRARD SECURITIES, INC.
October 19, 2005 - February 11, 2011
QA3 FINANCIAL LLC
October 19, 2005 - February 11, 2011
QA3 FINANCIAL CORP.
January 3, 2005 - October 25, 2005
INTERVEST INTERNATIONAL, INC.
June 10, 2004 - October 25, 2005
INTERVEST INTERNATIONAL EQUITIES CORPORATION
May 6, 2003 - July 16, 2003
1717 CAPITAL MANAGEMENT COMPANY
January 1, 1999 - July 19, 2002
FFP ADVISORY SERVICES INC
February 18, 1994 - July 19, 2002
FFP SECURITIES, INC.
March 4, 1992 - February 9, 1994
AVANTAX INVESTMENT SERVICES, INC.
August 20, 1990 - December 31, 1991
OLD SLIP CAPITAL MANAGEMENT, INC.
October 20, 1978 - January 19, 1989
ILG SECURITIES CORPORATION
September 6, 1973 - October 18, 1976
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/31/1973
Registered Representative ExaminationCurrent Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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