Tera L. Probst
Professional summary
Tera Louise Probst, who also goes by Tera Louise Lengacher, is a registered financial advisor currently at SOUND LEGACY WEALTH ADVISORS, LLC located in Kirkland, Washington.
Tera is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Tera has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tera Louise Probst's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2020 - Present
SOUND LEGACY WEALTH ADVISORS, LLC
July 12, 1999 - April 20, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
March 17, 1994 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2020)
Exams
Current Firm
SOUND LEGACY WEALTH ADVISORS, LLC
CRD#: 306332 / SEC#: 801-135509
Contact information
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 102,000,000 |
Red Flags
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