Theodore A. Engberg
Professional summary
Theodore Alan Engberg, who also goes by Ted Alan Engberg, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Sparks, Nevada.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1994. Theodore has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Alan Engberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2020 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 2265 Green Vista Dr Ste 404, Sparks, NV 89431-7598December 6, 2019 - October 12, 2020
STONEX SECURITIES INC.
July 25, 2018 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
March 16, 2015 - July 25, 2018
FORESTERS EQUITY SERVICES, INC.
August 29, 2012 - October 23, 2014
PRINCIPAL SECURITIES, INC.
December 19, 2007 - September 24, 2010
HORNOR, TOWNSEND & KENT, LLC
August 22, 2003 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 1, 2002 - June 30, 2003
LOCUST STREET SECURITIES, INC.
August 25, 1997 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
March 4, 1994 - August 27, 1997
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2020)
(10/20/2020)
(10/22/2024)
(10/28/2024)
(10/28/2024)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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