Wendy A. Spencer

MERIT INVESTMENT SOLUTIONS

Clearwater, FL 33756

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CRD#: 2438932

Professional summary

Wendy Ann Spencer, who also goes by Wendy Ann Wimmer, is a registered financial advisor currently at MERIT INVESTMENT SOLUTIONS, INC. located in Clearwater, Florida and ASSET MANAGEMENT FINANCIAL SERVICES INC. located in Clearwater, Florida.

Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Wendy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wendy Ann Wimmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Merit Investment Solutions, Inc.; Investment Related; Clearwater, FL; Investment Adviser; Director, Chairwoman, President & CCO; 2010; 50/50; Director, Chairwoman, President & CCO 2) Asset Management Financial Services, Inc.; Investment Related; Clearwater, FL; Investment Adviser; Director, Chairwoman, President & CCO; 2013; 110/110; Director, Chairwoman, President & CCO 3) Advisor Administrative Services, LLC, d/b/a CORE Investment Management, LLC; Investment Related; Clearwater, FL; Administrative services company; Vice President; 2020; 110/110; Provides consulting services to CORE, an administrative services company that provides support to investment professionals 4) Spencer Investment Partnership; Clearwater, FL; Rental Property Ownership; Partner; 2 hours/month; none during trading hours; 7/2000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Ann Spencer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2012 - Present

MERIT INVESTMENT SOLUTIONS, INC.

Office #1: 1401 South Fort Harrison Avenue, Clearwater, FL 33756

RIA

CRD#: 153324

Clearwater, FL

Current

April 2, 2013 - Present

ASSET MANAGEMENT FINANCIAL SERVICES INC.

Office #1: 1401 S Fort Harrison Ave, Clearwater, FL 33756-2002

RIA

CRD#: 142396

Clearwater, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/11/2012)

IAR

Texas
(8/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2011

Uniform Investment Adviser Law Examination

Current Firm

ASSET MANAGEMENT FINANCIAL SERVICES INC.

CRD#: 142396 / SEC#:

Florida

Registered Investment Advisory firm - (2/22/1990 Approved)

Texas

Registered Investment Advisory firm - (4/26/2013 Conditional Restricted)

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Contact information

Main Address

1401 S Fort Harrison Ave, Clearwater, FL 33756-2002

Mailing Address

Phone number

(727) 216-8525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 75,733,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wendy A. Spencer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Ann Spencer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERIT INVESTMENT SOLUTIONS, INC.

ASSET MANAGEMENT FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2011

Current Firm

ASSET MANAGEMENT FINANCIAL SERVICES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET MANAGEMENT FINANCIAL SERVICES INC.

TRUST BUT VERIFY

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