Clarence A. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Albert Welch, who also goes by Rusty Welch, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1994. Clarence had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2018 - February 20, 2019
ALLEGIS INVESTMENT SERVICES, LLC
May 15, 2009 - January 5, 2017
THE O.N. EQUITY SALES COMPANY
February 7, 2002 - May 12, 2006
THE O.N. EQUITY SALES COMPANY
October 16, 2000 - February 7, 2002
PARK AVENUE SECURITIES LLC
January 3, 1997 - August 30, 1999
1717 CAPITAL MANAGEMENT COMPANY
September 26, 1994 - January 6, 1997
NATHAN & LEWIS SECURITIES, INC.
January 8, 1994 - September 13, 1994
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLEGIS INVESTMENT SERVICES, LLC
CRD#: 168557 / SEC#: , 8-69318
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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