Ralph A. Schule
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Anthony Schule, who also goes by Ralph Anthony Haynes, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1994. Ralph had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - December 31, 2012
GOLD STANDARD WEALTH MANAGEMENT, PLLC
July 9, 2008 - February 13, 2009
AVANTAX INVESTMENT SERVICES, INC.
September 5, 2006 - December 31, 2010
GOLD STANDARD WEALTH MANAGEMENT, PLLC
September 6, 2005 - August 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2005 - August 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2003 - September 22, 2005
UBS FINANCIAL SERVICES INC.
January 25, 1994 - June 11, 1996
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD STANDARD WEALTH MANAGEMENT, PLLC
CRD#: 141347 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
