Edith H. Saville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edith Hansen Saville, who also goes by Edith Elizabeth Hansen, was a registered financial professional .
Edith is a previously registered financial professional and started their career in finance in 1994. Edith had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2021 - April 28, 2022
INTERCOASTAL CAPITAL MARKETS, INC.
April 15, 2014 - March 11, 2019
WORLD EQUITY GROUP, INC.
April 15, 2014 - March 11, 2019
WORLD EQUITY GROUP, INC.
September 20, 2012 - March 20, 2014
SARACEN CAPITAL LP
October 21, 2010 - August 31, 2012
WORLD EQUITY GROUP, INC.
September 24, 2009 - August 31, 2012
WORLD EQUITY GROUP, INC.
January 10, 2003 - June 24, 2008
CAPNET SECURITIES CORPORATION
November 8, 2001 - January 15, 2002
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
February 23, 1999 - November 24, 1999
WESTCOTT SECURITIES, LLC
February 6, 1995 - February 19, 1999
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 12, 1994 - May 30, 1995
TRADESTAR INVESTMENTS,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
