John W. Shea

GENESIS WEALTH MANAGEMENT

Palm Beach Gardens, FL 33410

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CRD#: 2438871

Professional summary

John William Shea, CFP®, ChFC®, CLU®, who also goes by Bill Shea, John W Shea, John Shea, is a registered financial advisor currently at GENESIS WEALTH MANAGEMENT, INC. located in Palm Beach Gardens, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Biography

I live in Palm Beach, FL and spends much of my free time serving my local church.

Question & Answer

What are your service offerings?

Estate Planning

Comprehensive Financial Planni...

Divorce Planning

Investment Planning

Retirement Income Management

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Corporate Executives

Divorce Planning

Entrepreneurs

Estate & Generational Planning...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Bill Shea | John W Shea | John Shea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHRIST FELLOWSHIP CHURCH; NOT INVESTMENT-RELATED; PALM BEACH GARDENS, FL; PART-TIME BARISTA; 10/2022; 60 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Shea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 10, 2017 - Present

GENESIS WEALTH MANAGEMENT, INC.

Office #1: 4440 Pga Blvd., Ste. 600, Palm Beach Gardens, FL 33410

RIA

CRD#: 157441

Palm Beach Gardens, FL

Past

December 4, 2014 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

BOCA RATON, FL

Past

May 14, 2014 - January 12, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BOCA RATON, FL

Past

April 16, 2009 - April 21, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BOCA RATON, FL

Past

April 9, 2009 - January 12, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BOCA RATON, FL

Past

August 12, 2008 - April 7, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

LADY LAKE, FL

Past

August 1, 2008 - April 7, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

LADY LAKE, FL

Past

January 16, 2007 - August 1, 2008

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

LADY LAKE, FL

Past

January 5, 2007 - August 1, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

LADY LAKE, FL

Past

October 3, 2006 - November 20, 2006

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

BRAINTREE, MA

Past

January 13, 2004 - September 5, 2006

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PLANTATION, FL

Past

January 5, 2004 - September 5, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

PLANTATION, FL

Past

January 31, 2002 - December 19, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

MIRAMAR, FL

Past

May 3, 1999 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

January 4, 1994 - June 16, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 4, 1994 - June 16, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/10/2017)

IAR

Louisiana
(4/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/23/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/8/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2002

General Securities Principal Examination

Current Firm

GENESIS WEALTH MANAGEMENT, INC.

CRD#: 157441 / SEC#: 801-72341

RIA

Registered Investment Advisory firm - (3/8/2012 Terminated)

Florida

Registered Investment Advisory firm - (1/3/2012 Approved)

Louisiana

Registered Investment Advisory firm - (4/9/2018 Approved)

Texas

Registered Investment Advisory firm - (3/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 393-6960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 65,897,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

John W. Shea

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

U.S. WEALTH ADVISORS, LLC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/1999

Series 63

Date: 2/28/1996

SIE

Date: 1/12/2017

Series 7

Date: 6/20/2001

Series 6

Date: 12/23/1993

Series 53

Date: 7/8/2003

Series 24

Date: 10/15/2002

Current Firm

GENESIS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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