Billy C. Wilkerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Carl Wilkerson, who also goes by B. C. "butch" Wilkerson, B.c. "butch" Wilkerson, Butch Wilkerson, was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 1994. Billy had worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2014 - September 11, 2014
NATIONWIDE SECURITIES, LLC
December 7, 2012 - August 27, 2013
PARK AVENUE SECURITIES LLC
February 24, 2012 - March 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 23, 2012 - March 9, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 26, 2008 - February 23, 2012
CHASE INVESTMENT SERVICES CORP.
August 26, 2008 - February 23, 2012
CHASE INVESTMENT SERVICES CORP.
August 4, 2006 - May 14, 2008
PARK AVENUE SECURITIES LLC
January 26, 2006 - May 14, 2008
PARK AVENUE SECURITIES LLC
October 2, 2003 - November 29, 2005
LEGEND ADVISORY, LLC
October 2, 2003 - November 29, 2005
LEGEND EQUITIES CORPORATION
April 8, 2002 - September 23, 2003
PARK AVENUE SECURITIES LLC
February 11, 2002 - September 23, 2003
PARK AVENUE SECURITIES LLC
July 11, 2000 - February 8, 2002
MORGAN STANLEY DW INC.
October 6, 1999 - July 27, 2000
PARK AVENUE SECURITIES LLC
September 7, 1994 - April 11, 1996
IFMG SECURITIES, INC.
March 18, 1994 - July 19, 1994
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
