Patrick S. Adams

PVG ASSET MANAGEMENT CORP

CENTENNIAL, CO 80111

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CRD#: 2438502

Professional summary

Patrick S Adams Mr., CFA, who also goes by Patrick S Adams, is a registered financial advisor currently at PVG ASSET MANAGEMENT CORP located in Centennial, Colorado.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 3 firms and has passed the Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick S Adams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Family Office of America, Inc., not investment related, 6898 S University Blvd Centennial CO 80122, Acquisition and ownership of CPA firms and medical device oversight, CEO, 11/2023, N/A, I evaluate potential acquisitions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick S Adams Mr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 18, 2010 - Present

PVG ASSET MANAGEMENT CORP

Office #1: 5975 S Quebec Street, Suite 270, Centennial, CO 80111

RIA

CRD#: 105541

CENTENNIAL, CO

Past

May 6, 2009 - June 13, 2014

CIM SECURITIES, LLC

CRD#: 120852

CENTENNIAL, CO

Past

July 10, 2006 - December 31, 2013

CHOICE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 108838

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/18/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 4/2/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2009

General Securities Principal Examination

Current Firm

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

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Contact information

Main Address

6898 S. University Blvd. Suite 100, Centennial, CO 80122

Mailing Address

Phone number

(303) 526-0548

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 617,865,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick S. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick S Adams Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PVG ASSET MANAGEMENT CORP

CIM SECURITIES, LLC

CHOICE INVESTMENT MANAGEMENT LLC

Primary Firm SEC Registration

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 7

Date: 4/2/2009

Series 24

Date: 9/9/2009

Current Firm

PVG ASSET MANAGEMENT CORP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PVG ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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