David D. Cantley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dean Cantley, who also goes by David D Cantley, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2016 - December 20, 2022
FORTUNE FINANCIAL SERVICES, INC.
June 20, 2012 - September 3, 2014
THE LEADERS GROUP, INC.
June 21, 2011 - June 18, 2012
GRADIENT SECURITIES, LLC
April 23, 2007 - June 8, 2011
SIGNATOR FINANCIAL SERVICES, INC.
May 2, 2006 - April 26, 2007
MADISON AVENUE SECURITIES, LLC
March 2, 2006 - May 31, 2006
FORTUNE FINANCIAL SERVICES, INC.
April 3, 1995 - July 6, 2004
SIGNATOR FINANCIAL SERVICES, INC.
June 20, 1994 - October 31, 1994
BANNER FINANCIAL SERVICES GROUP
March 4, 1994 - June 7, 1994
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
