Robert S. Tynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert S Tynes, who also goes by Robert Sherman Tynes, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 10 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2025 - December 16, 2025
ARCHFORD CAPITAL STRATEGIES, LLC
September 20, 2022 - March 31, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 2022 - March 31, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2018 - February 15, 2022
CONFLUENCE INVESTMENT MANAGEMENT LLC
July 9, 2013 - March 31, 2017
IMST DISTRIBUTORS, LLC
April 26, 2013 - December 18, 2018
GRATRY & COMPANY, LLC
July 1, 2006 - August 17, 2006
J.P. MORGAN SECURITIES INC.
April 5, 2005 - August 17, 2006
BANC ONE SECURITIES CORPORATION
February 9, 2005 - July 1, 2006
BANC ONE SECURITIES CORPORATION
September 2, 1998 - April 11, 2000
SYNDICATED CAPITAL, INC.
December 5, 1997 - August 4, 1998
GOLDMAN SACHS & CO. LLC
January 5, 1994 - December 14, 1994
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
ARCHFORD CAPITAL STRATEGIES, LLC
CRD#: 164482 / SEC#: 801-76851
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/14/2022
General Securities Representative ExaminationCurrent Firm
ARCHFORD CAPITAL STRATEGIES, LLC
CRD#: 164482 / SEC#: 801-76851
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,921 |
| AUM (Assets Under Management) | $ 1,278,994,490 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2025 | ||
| 09/16/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
