Robert S. Tynes

ARCHFORD CAPITAL STRATEGIES

SWANSEA, IL 62226

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CRD#: 2438402

Professional summary

Robert S Tynes, who also goes by Robert Sherman Tynes, is a registered financial advisor currently at ARCHFORD CAPITAL STRATEGIES, LLC located in Swansea, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 10 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Sherman Tynes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert S Tynes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

ARCHFORD CAPITAL STRATEGIES, LLC

Office #1: 13 Wolf Creek Suite 2, Swansea, IL 62226

RIA

CRD#: 164482

SWANSEA, IL

Past

September 20, 2022 - March 31, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLAYTON, MO

Past

July 14, 2022 - March 31, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLAYTON, MO

Past

May 3, 2018 - February 15, 2022

CONFLUENCE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 146019

St. Louis, MO

Past

July 9, 2013 - March 31, 2017

IMST DISTRIBUTORS, LLC

CRD#: 130745

PORTLAND, ME

Past

April 26, 2013 - December 18, 2018

GRATRY & COMPANY, LLC

RIA

CRD#: 104541

ST LOUIS, MO

Past

July 1, 2006 - August 17, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

CHICAGO, IL

Past

April 5, 2005 - August 17, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

CHICAGO, IL

Past

February 9, 2005 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 2, 1998 - April 11, 2000

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

December 5, 1997 - August 4, 1998

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 5, 1994 - December 14, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHFORD CAPITAL STRATEGIES, LLC

APRIL WEALTH ENDEAVOR, LLC | ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482 / SEC#: 801-76851

RIA

Registered Investment Advisory firm - (6/28/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(5/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/16/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/2/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/23/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 2/8/2005

General Securities Representative Examination

Current Firm

ARCHFORD CAPITAL STRATEGIES, LLC

APRIL WEALTH ENDEAVOR, LLC | ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482 / SEC#: 801-76851

RIA

Registered Investment Advisory firm - (6/28/2012 Approved)

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Contact information

Main Address

13 Wolf Creek Suite 2, Swansea, IL 62226

Mailing Address

Phone number

(618) 416-7085

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCHFORD CAPITAL STRATEGIES, LLC DISCLOSURE BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	3,921
AUM (Assets Under Management)	$ 1,278,994,490

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2025	Cover Page	Report
09/16/2024	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert S. Tynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert S Tynes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CONFLUENCE INVESTMENT MANAGEMENT LLC

IMST DISTRIBUTORS, LLC

GRATRY & COMPANY, LLC

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

SYNDICATED CAPITAL, INC.

GOLDMAN SACHS & CO. LLC

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

ARCHFORD CAPITAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2022

Series 63

Date: 7/16/2013

Series 65

Date: 9/16/1994

Series 7TO

Date: 7/14/2022

SIE

Date: 6/2/2022

Series 6

Date: 6/23/2013

Series 7

Date: 2/8/2005

Current Firm

ARCHFORD CAPITAL STRATEGIES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARCHFORD CAPITAL STRATEGIES, LLC

TRUST BUT VERIFY

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