Kevin J. Goldin

FOCUSED ALPHA

Denver, CO 80202

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CRD#: 2438189

Professional summary

Kevin James Goldin, CIMA® is a registered financial advisor currently at FOCUSED ALPHA, LLC located in Denver, Colorado.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kevin has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GOLDIN WEALTH MANAGEMENT 1401 LAWRENCE ST. DENVER CO 80202 SINCE 03/2021 CEO DBA FOR ADVISORY BUSINESS INSURANCE LICENSED FOR LIFE AND VARIBALE LIFE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin James Goldin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 19, 2021 - Present

FOCUSED ALPHA, LLC

Office #1: 1401 Lawrence Street Suite 1600, Denver, CO 80202

RIA

CRD#: 310591

Denver, CO

Past

June 1, 2009 - April 6, 2021

MORGAN STANLEY

RIA

CRD#: 149777

GREENWOOD VILLAGE, CO

Past

June 1, 2009 - April 6, 2021

MORGAN STANLEY

CRD#: 149777

GREENWOOD VILLAGE, CO

Past

April 3, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ENGLEWOOD, CO

Past

April 3, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ENGLEWOOD, CO

Past

May 24, 1996 - April 15, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

May 24, 1996 - April 15, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

February 9, 1994 - May 24, 1996

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUSED ALPHA, LLC

FOCUSED ALPHA, LLC | MKF PRIVATE WEALTH MANAGEMENT | GOLDIN WEALTH MANAGEMENT | FOUR CORNERS WEALTH PARTNERS

CRD#: 310591 / SEC#: 801-121367

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Colorado

Registered Investment Advisory firm - (10/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/5/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/12/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/19/1994

General Securities Representative Examination

Current Firm

FOCUSED ALPHA, LLC

FOCUSED ALPHA, LLC | MKF PRIVATE WEALTH MANAGEMENT | GOLDIN WEALTH MANAGEMENT | FOUR CORNERS WEALTH PARTNERS

CRD#: 310591 / SEC#: 801-121367

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Colorado

Registered Investment Advisory firm - (10/20/2021 Terminated)

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Contact information

Main Address

1401 Lawrence Street Suite 1600, Denver, CO 80202

Mailing Address

Phone number

(303) 529-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOCUSED ALPHA WRAP BROCHURE (3/12/2025)

FOCUSED ALPHA ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,481
AUM (Assets Under Management)	$ 561,944,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin J. Goldin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin James Goldin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

FOCUSED ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1996

Series 63

Date: 1/28/1994

Series 7TO

Date: 3/5/2024

SIE

Date: 10/1/2018

Series 31

Date: 5/12/2004

Series 7

Date: 1/19/1994

Current Firm

FOCUSED ALPHA, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUSED ALPHA, LLC

TRUST BUT VERIFY

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