Margaret T. Sellinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Theresa Sellinger, who also goes by Margaret Moizeau, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1999. Margaret had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2019 - February 5, 2020
PERSHING ADVISOR SOLUTIONS LLC
February 8, 2017 - January 22, 2019
SANTANDER SECURITIES LLC
December 14, 2016 - January 22, 2019
SANTANDER SECURITIES LLC
March 6, 2015 - October 14, 2015
PRIVATE ADVISOR GROUP, LLC
March 4, 2015 - October 21, 2015
LPL FINANCIAL LLC
August 21, 2007 - July 22, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 21, 2007 - July 22, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 23, 2004 - August 21, 2007
RYAN BECK & CO.
June 29, 2004 - August 21, 2007
RYAN BECK & CO.
March 16, 1999 - February 3, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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