Joseph C. Barreiro

WEALTH CREATION MANAGEMENT GROUP LLC

Monroe, NY

Some features on this profile are disabled

CRD#: 2438140

Professional summary

Joseph Charles Barreiro, who also goes by J C Barrerio III, is a registered financial advisor currently at WEALTH CREATION MANAGEMENT GROUP LLC located in Monroe, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J C Barrerio Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JOE BARREIRO INDEPENDENT INSURANCE AGENT - MONROE, NY - SINCE 02/1994 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Charles Barreiro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2019 - Present

WEALTH CREATION MANAGEMENT GROUP LLC

RIA

CRD#: 300539

Monroe, NY

Past

October 26, 2017 - August 5, 2020

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

MONROE, NY

Past

October 26, 2017 - August 5, 2020

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MONROE, NY

Past

April 24, 2007 - October 27, 2017

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

MONROE, NY

Past

April 19, 2007 - October 27, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

MONROE, NY

Past

June 23, 1998 - April 20, 2007

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

MONROE, NY

Past

February 15, 1994 - July 21, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 10, 1994 - July 21, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH CREATION MANAGEMENT GROUP LLC

CRD#: 300539 / SEC#: 801-114788

RIA

Registered Investment Advisory firm - (3/6/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/6/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/6/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WEALTH CREATION MANAGEMENT GROUP LLC

CRD#: 300539 / SEC#: 801-114788

RIA

Registered Investment Advisory firm - (3/6/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Monroe, NY

Mailing Address

Phone number

(845) 774-1144

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A (2/5/2025)

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 95,791,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph C. Barreiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Charles Barreiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

FIRST MONTAUK SECURITIES CORP.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WEALTH CREATION MANAGEMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2007

Series 65

Date: 9/30/1999

Series 63

Date: 1/27/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2003

Series 6

Date: 1/6/1994

Series 26

Date: 9/6/2001

Current Firm

WEALTH CREATION MANAGEMENT GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH CREATION MANAGEMENT GROUP LLC

TRUST BUT VERIFY

Similar Advisors