Venu M. Palaparthi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Venu Madhav Palaparthi, who also goes by Venu M Palaparthi, Venu Palaparthi, was a registered financial professional .
Venu is a previously registered financial professional and started their career in finance in 2001. Venu had worked at 15 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2025 - December 17, 2025
DRIVEWEALTH INSTITUTIONAL LLC
February 13, 2025 - August 12, 2025
ONE GROWTH SECURITIES LLC
September 18, 2024 - February 2, 2026
DRIVEWEALTH, LLC
May 18, 2022 - January 26, 2023
FTX CAPITAL MARKETS LLC
March 5, 2019 - May 3, 2022
DASH FINANCIAL TECHNOLOGIES LLC
July 25, 2017 - September 20, 2017
VIRTU AMERICAS LLC
December 1, 2014 - September 20, 2017
VIRTU FINANCIAL CAPITAL MARKETS LLC
December 1, 2014 - September 20, 2017
VIRTU FINANCIAL BD LLC
January 15, 2014 - December 2, 2014
NPM SECURITIES, LLC
November 9, 2011 - December 2, 2014
EXECUTION ACCESS, LLC
October 18, 2011 - December 2, 2014
NASDAQ CAPITAL MARKETS ADVISORY LLC
October 18, 2011 - December 2, 2014
NASDAQ EXECUTION SERVICES, LLC
March 5, 2008 - July 29, 2009
NOMURA SECURITIES NORTH AMERICA, LLC
June 1, 2006 - October 28, 2011
INSTINET, LLC
July 18, 2001 - June 1, 2006
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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