Jeffry S. Cole

TEAM WEALTH & TAX ADVISORS

Temecula, CA 92591

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CRD#: 2437637

Professional summary

Jeffry Stephen Cole, CFP®, who also goes by Jeffry S Cole, is a registered financial advisor currently at TEAM WEALTH & TAX ADVISORS located in Temecula, California.

Jeffry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffry has worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffry S Cole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEFFRY S. COLE INC. DBA TEAMTAX; 40395 WINCHESTER RD, SUITE A, TEMECULA, CA 92591; NON-INVESTMENT RELATED; TAX SERVICES; TAX ACCOUNTANT-CEO; START DATE 01/1990; APPROX: 120 hours a week / 80 hours a week during trading, during tax season Feb-April. 8 hours a week from May through January. ; TAX PREP, PLANNING, IRS RESOLUTIONS. (2) COLE LEGACY PARTNERS, DBA COLE LEGACY PROPERTIES LLC; 40395 WINCHESTER RD, SUITE A, TEMECULA, CA 92591; NON-INVESTMENT RELATED; COMMERCIAL PROPERTY; PARTNER; APPROX 3 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; MANAGEMENT OWNERSHIP AND MANAGEMENT OF COMMERCIAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffry Stephen Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

July 10, 2020 - Present

TEAM WEALTH & TAX ADVISORS

Office #1: 40395 Winchester Road Suite A, Temecula, CA 92591

RIA

CRD#: 309411

Temecula, CA

Past

June 28, 2016 - October 29, 2020

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Temecula, CA

Past

September 26, 2013 - July 8, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

TEMECULA, CA

Past

February 25, 2009 - October 15, 2010

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

TEMECULA, CA

Past

February 4, 2009 - October 15, 2010

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

TEMECULA, CA

Past

October 10, 2006 - March 5, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

TEMECULA, CA

Past

May 5, 2006 - March 5, 2009

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TEMECULA, CA

Past

December 14, 1999 - September 29, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 1, 1994 - December 15, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEAM WEALTH & TAX ADVISORS

TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC

CRD#: 309411 / SEC#: 801-127441

RIA

Registered Investment Advisory firm - (3/10/2023 Approved)

California

Registered Investment Advisory firm - (4/19/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/20/2023 Terminated)

Idaho

Registered Investment Advisory firm - (3/20/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2020)

IAR

Texas
(10/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 12/6/2002

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TEAM WEALTH & TAX ADVISORS

TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC

CRD#: 309411 / SEC#: 801-127441

RIA

Registered Investment Advisory firm - (3/10/2023 Approved)

California

Registered Investment Advisory firm - (4/19/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/20/2023 Terminated)

Idaho

Registered Investment Advisory firm - (3/20/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2023 Terminated)

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Contact information

Main Address

40395 Winchester Road Suite A, Temecula, CA 92591

Mailing Address

Phone number

(951) 308-6444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TEAM WEALTH & TAX ADVISORS-DISCLOSURE BROCHURE-FORM ADV2A - SEC (5/20/2025)

Regulatory assets under management

Total Number of Accounts	754
AUM (Assets Under Management)	$ 185,822,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffry S. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffry Stephen Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

OSAIC WEALTH, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

TEAM WEALTH & TAX ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1994

Series 22

Date: 12/6/2002

Series 6

Date: 2/28/1994

Current Firm

TEAM WEALTH & TAX ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEAM WEALTH & TAX ADVISORS

TRUST BUT VERIFY

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