Leonard P. Farber

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CRD#: 2437625

Professional summary

Leonard Peter Farber was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Leonard is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Leonard had worked at 12 firms, which includes JHS CAPITAL ADVISORS LLC, AURA FINANCIAL SERVICES INC., ITRADEDIRECT.COM CORP, SALOMON GREY FINANCIAL CORPORATION, THE MINNEAPOLIS COMPANY INC., WIN CAPITAL CORP., VISTA SECURITIES INC., LEGEND MERCHANT GROUP INC., INVESTORS ASSOCIATES INC., THE BOSTON GROUP, STRATTON OAKMONT INC., SHAMROCK PARTNERS LTD.

Question & Answer

Are you a "fiduciary"?

Aliases

Lenny Farber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 31, 2009 - December 31, 2009

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

MELVILLE, NY

Past

April 18, 2007 - July 28, 2009

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

MELLVILLE, NY

Past

September 18, 2006 - April 18, 2007

ITRADEDIRECT.COM CORP

CRD#: 18281

HAUPPAUGE, NY

Past

October 4, 2002 - September 18, 2006

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

HAUPPAUGE, NY

Past

July 18, 2000 - October 29, 2002

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Past

April 29, 1998 - May 23, 2000

THE MINNEAPOLIS COMPANY, INC.

CRD#: 38859

MELVILLE, NY

Past

February 19, 1998 - April 16, 1998

WIN CAPITAL CORP.

CRD#: 36172

BAYVILLE, NY

Past

November 24, 1997 - February 3, 1998

VISTA SECURITIES INC.

CRD#: 36706

GARDEN CITY, NY

Past

July 31, 1997 - November 13, 1997

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

January 5, 1996 - May 9, 1997

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

August 31, 1995 - December 4, 1995

THE BOSTON GROUP

CRD#: 37652

LOS ANGELES, CA

Past

September 10, 1994 - September 20, 1995

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

Past

December 23, 1993 - August 19, 1994

SHAMROCK PARTNERS, LTD

CRD#: 23955

MEDIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/1997

General Securities Principal Examination

Current Firm

JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232

Terminated by SEC on 10/23/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 11/30/2011

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers

Name	Position	CRD#
JHS CAPITAL HOLDINGS, LLC	OWNER
BENDERT, SCOTT JAMES	CHIEF EXECUTIVE OFFICER	5602806
CARTER, ANA ROUMENOVA	CFO/FINOP	4424794
DUIS, DEBORA JEANNE	DIRECTOR OF BRANCH SUPERVISION AND TRAINING	2390411
TURNER, WILLIAM R	INTERIM CHIEF COMPLIANCE OFFICER	859497

Disclosures

Regulatory Event	6
Arbitration	2

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard P. Farber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AURA FINANCIAL SERVICES, INC.

ITRADEDIRECT.COM CORP

AURA FINANCIAL SERVICES, INC.

SALOMON GREY FINANCIAL CORPORATION

THE MINNEAPOLIS COMPANY, INC.

WIN CAPITAL CORP.

VISTA SECURITIES INC.

LEGEND MERCHANT GROUP, INC.

INVESTORS ASSOCIATES, INC.

THE BOSTON GROUP

STRATTON OAKMONT INC.

SHAMROCK PARTNERS, LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/1993

Series 7

Date: 12/22/1993

Series 24

Date: 9/18/1997

Current Firm

JHS CAPITAL ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JHS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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