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KR

Kurtis James Reichert

LOOP CAPITAL MARKETS
CHICAGO, IL
·CRD# 2437591·33 years registered

Professional Summary

Kurtis James Reichert, who also goes by Kurt Reichert, is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois. Kurtis is registered as a RR (Registered Representative) and started their career in finance in 1995. Kurtis has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 3 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kurt Reichert

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

LOOP CAPITAL MARKETS LLCCurrent·CRD# 43098
RIA
BD
425 S. Financial Place Ste 2700, Chicago, IL 60605
July 13, 2023 - Present

Past

HUNTINGTON SECURITIES, INC.Past·CRD# 2261
BD
Chicago, IL
December 1, 1998 - May 1, 2023
CIBC WORLD MARKETS CORP.Past·CRD# 630
BD
New York, NY
August 16, 1995 - November 25, 1998

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(7/13/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jul 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Dec 1993About the Series 3 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2017About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kurtis James Reichert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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