Mark D. Lablance

WILLIAM JOSEPH CAPITAL MANAGEMENT

Fort Myers, FL

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CRD#: 2437487

Professional summary

Mark Daniel Lablance is a registered financial advisor currently at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. located in Fort Myers, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MARK LABLANCE EA TAX PREPARATION-NAPERVILLE, IL TAX PREPARER/ENROLLED AGENT. WORKS 4 HOURS PER WEEK FROM FEBRUARY TO APRIL. SOME TIME SPENT DURING MARKET HOURS. START DATE 10/2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Lablance's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

RIA

CRD#: 226535

Fort Myers, FL

Past

December 17, 2020 - December 16, 2024

LABLANCE FINANCIAL GROUP, LLC

RIA

CRD#: 310331

FORT MYERS, FL

Past

June 4, 2015 - January 4, 2021

M1 CAPITAL MANAGEMENT LLC

RIA

CRD#: 158269

Alanson, MI

Past

March 9, 2015 - June 8, 2015

OSAIC WEALTH, INC.

CRD#: 23131

NAPERVILLE, IL

Past

August 11, 2011 - June 5, 2015

FIRST MIDWEST SECURITIES, INC.

RIA

CRD#: 21786

NAPERVILLE, IL

Past

August 11, 2011 - June 5, 2015

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

NAPERVILLE, IL

Past

September 24, 2009 - August 24, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

LISLE, IL

Past

September 11, 2009 - August 24, 2011

LPL FINANCIAL LLC

CRD#: 6413

LISLE, IL

Past

February 8, 2007 - September 15, 2009

ADVANCE CAPITAL MANAGEMENT INC

RIA

CRD#: 110767

LISLE, IL

Past

January 5, 1999 - September 15, 2009

ADVANCE CAPITAL SERVICES, INC.

CRD#: 19347

LISLE, IL

Past

March 21, 1997 - November 11, 1997

ADVANCE CAPITAL SERVICES, INC.

CRD#: 19347

SOUTHFIELD, MI

Past

March 17, 1994 - March 22, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

CRD#: 226535 / SEC#: 801-119964

RIA

Registered Investment Advisory firm - (12/11/2020 Approved)

Connecticut

Registered Investment Advisory firm - (12/6/2021 Terminated)

Florida

Registered Investment Advisory firm - (10/29/2021 Terminated)

Georgia

Registered Investment Advisory firm - (12/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (11/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1994

General Securities Representative Examination

Current Firm

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

CRD#: 226535 / SEC#: 801-119964

RIA

Registered Investment Advisory firm - (12/11/2020 Approved)

Connecticut

Registered Investment Advisory firm - (12/6/2021 Terminated)

Florida

Registered Investment Advisory firm - (10/29/2021 Terminated)

Georgia

Registered Investment Advisory firm - (12/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (11/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2021 Terminated)

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Contact information

Main Address

210 Red Stone Hill Road Suite 5, Bristol, CT 06010

Mailing Address

200 West Hartford Street #u, Milford, PA 18337

Phone number

(860) 973-3214

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WJCM ADV PART 2 (5/19/2025)

Regulatory assets under management

Total Number of Accounts	1,153
AUM (Assets Under Management)	$ 465,072,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Lablance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Lablance's CRS (Customer Relationship Summary).

Certified licenses

Experience

LABLANCE FINANCIAL GROUP, LLC

M1 CAPITAL MANAGEMENT LLC

OSAIC WEALTH, INC.

FIRST MIDWEST SECURITIES, INC.

FIRST MIDWEST SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ADVANCE CAPITAL MANAGEMENT INC

ADVANCE CAPITAL SERVICES, INC.

ADVANCE CAPITAL SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2007

Series 63

Date: 4/24/1997

SIE

Date: 6/8/2015

Series 7

Date: 3/16/1994

Current Firm

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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