Guy A. Judkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Andrew Judkowski, who also goes by Guy A Judkowski, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1996. Guy had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2018 - October 15, 2020
LOGAN CAPITAL MANAGEMENT, INC.
April 18, 2014 - December 11, 2017
WATERLOO INTERNATIONAL ADVISORS LLC
April 2, 1996 - August 23, 1999
HD BROUS & CO., INC.
March 8, 1996 - May 22, 1996
BRAHMAN SECURITIES, INC.
Primary Firm SEC Registration
LOGAN CAPITAL MANAGEMENT, INC.
CRD#: 108893 / SEC#: 801-45536
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOGAN CAPITAL MANAGEMENT, INC.
CRD#: 108893 / SEC#: 801-45536
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,703 |
| AUM (Assets Under Management) | $ 2,730,663,627 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
