Robert H. Devore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Devore was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 6 firms and has passed the Series 65, Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2017 - November 2, 2020
MERCAP ADVISORS, INC.
April 10, 2013 - November 2, 2020
MERCAP SECURITIES, LLC
April 17, 2006 - March 28, 2013
EQUITABLE ADVISORS, LLC
January 20, 2006 - March 28, 2013
EQUITABLE ADVISORS, LLC
August 29, 2005 - February 14, 2006
INVEST FINANCIAL CORPORATION
October 19, 2001 - July 26, 2002
WINDSOR STREET CAPITAL, LP
October 16, 1996 - October 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/7/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MERCAP ADVISORS, INC.
CRD#: 170092 / SEC#: 801-79319
Contact information
Red Flags
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