James B. Ledbetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Byrn Ledbetter was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2020 - February 9, 2026
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
January 2, 2002 - November 18, 2011
GROVE POINT INVESTMENTS, LLC
May 5, 1998 - December 31, 2001
PRINCIPAL SECURITIES, INC.
January 12, 1995 - November 6, 1996
MSI FINANCIAL SERVICES, INC.
February 9, 1994 - November 6, 1996
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
CRD#: 128561 / SEC#: 801-62750
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
CRD#: 128561 / SEC#: 801-62750
Contact information
SEC notice filing (2 States and Territories)
Red Flags
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