Michael J. Stevens

FORESIDE FINANCIAL SERVICES

Boston, MA 02110

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CRD#: 2437237

Professional summary

Michael Joseph Stevens, who also goes by Mike Stevens, Michael J Stevens, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Boston, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Stevens | Michael J Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2023 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 1 Federal Street 36th Floor, Boston, MA 02110

CRD#: 148477

Boston, MA

Past

October 13, 2022 - October 24, 2023

IMST DISTRIBUTORS, LLC

CRD#: 130745

Boston, MA

Past

June 22, 2022 - August 17, 2022

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Past

January 21, 2002 - May 18, 2018

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

Boston, MA

Past

April 15, 1994 - December 31, 1995

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 15, 1994 - January 25, 1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/24/2023)

Delaware
(11/1/2023)

Maine
(10/25/2023)

Maryland
(10/25/2023)

Massachusetts
(10/25/2023)

New Hampshire
(11/1/2023)

New Jersey
(10/27/2023)

New York
(10/26/2023)

Pennsylvania
(10/25/2023)

Rhode Island
(10/25/2023)

Vermont
(10/26/2023)

Virginia
(10/26/2023)

West Virginia
(10/26/2023)

Exams

State Security Law Exam

Series 63

Date: 12/9/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Firm Stability Insights

Michael J. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMST DISTRIBUTORS, LLC

BLACKROCK INVESTMENTS, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2022

SIE

Date: 1/2/2023

Series 7

Date: 1/19/2002

Series 6

Date: 4/14/1994

Series 24

Date: 5/1/2012

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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