Victor E. Sandor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Erol Sandor was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1994. Victor had worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2005 - February 11, 2026
TOR BROKERAGE LLC
April 22, 2005 - January 3, 2006
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
March 7, 2002 - October 1, 2003
FIVE MILE CAPITAL SECURITIES LLC
November 16, 1999 - March 8, 2001
LEHMAN BROTHERS INC.
June 16, 1994 - June 9, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
TOR BROKERAGE LLC
CRD#: 135274 / SEC#: , 8-66903
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
