RC
Robert P. Corso
REGAL SECURITIES
GLENVIEW, IL 60025
Some features on this profile are disabled
CRD#: 2436967
RC
Professional summary
Robert Paul Corso, who also goes by Robert P Corso, is a registered financial professional currently at REGAL SECURITIES, INC. located in Glenview, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert P Corso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Paul Corso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2016 - Present
REGAL SECURITIES, INC.
Office #1: 950 Milwaukee Ave. Suite 102, Glenview, IL 60025BD
CRD#: 7297
GLENVIEW, IL
Past
January 3, 2012 - April 8, 2015
REGAL SECURITIES, INC.
BD
CRD#: 7297
NEW YORK, NY
Past
December 3, 2009 - December 22, 2011
TRANSCEND CAPITAL
BD
CRD#: 104483
NEW YORK, NY
Past
January 20, 2009 - December 31, 2009
GROSSMAN & CO., LLC.
BD
CRD#: 10222
STATEN ISLAND, NY
Past
February 3, 2004 - December 26, 2008
A.B. WATLEY DIRECT, INC.
BD
CRD#: 18663
NY, NY, NY
Past
April 26, 2000 - February 3, 2004
A.B. WATLEY, INC.
BD
CRD#: 797
NEW YORK, NY
Past
June 13, 1997 - April 8, 1998
GLOBAL STRATEGIES GROUP, INC.
BD
CRD#: 27414
NEW YORK, NY
Past
April 23, 1996 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
BD
CRD#: 21367
BOCA RATON, FL
Past
January 16, 1995 - March 16, 1995
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
BROOKLYN, NY
Past
January 19, 1994 - May 9, 1994
A.S. GOLDMEN & CO., INC.
BD
CRD#: 23180
RED BANK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/8/2022)
RR
Alaska(3/8/2022)
RR
Arizona(3/8/2022)
RR
Arkansas(3/8/2022)
RR
California(8/13/2018)
RR
Colorado(3/8/2022)
RR
Connecticut(3/7/2019)
RR
Delaware(3/8/2022)
RR
District of Columbia(8/21/2018)
RR
Florida(1/5/2016)
RR
Georgia(3/8/2022)
RR
Hawaii(3/8/2022)
RR
Idaho(10/15/2021)
RR
Illinois(1/5/2016)
RR
Indiana(3/8/2022)
RR
Iowa(3/8/2022)
RR
Kansas(3/8/2022)
RR
Kentucky(3/8/2022)
RR
Louisiana(3/8/2022)
RR
Maine(3/8/2022)
RR
Maryland(3/8/2022)
RR
Massachusetts(9/3/2020)
RR
Michigan(3/8/2022)
RR
Minnesota(3/8/2022)
RR
Mississippi(3/8/2022)
RR
Missouri(10/1/2021)
RR
Montana(3/8/2022)
RR
Nebraska(3/8/2022)
RR
Nevada(8/27/2018)
RR
New Hampshire(10/1/2021)
RR
New Jersey(1/4/2016)
RR
New Mexico(3/8/2022)
RR
New York(1/4/2016)
RR
North Carolina(10/15/2021)
RR
North Dakota(3/8/2022)
RR
Ohio(10/5/2021)
RR
Oklahoma(3/8/2022)
RR
Oregon(3/8/2022)
RR
Pennsylvania(1/26/2018)
RR
Puerto Rico(8/5/2021)
RR
Rhode Island(9/10/2019)
RR
South Carolina(1/13/2021)
RR
South Dakota(3/8/2022)
RR
Tennessee(3/8/2022)
RR
Texas(10/22/2020)
RR
Utah(3/8/2022)
RR
Vermont(10/4/2017)
RR
Virginia(6/25/2021)
RR
Washington(10/1/2021)
RR
West Virginia(3/8/2022)
RR
Wisconsin(3/8/2022)
RR
Wyoming(10/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/6/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RS
REGAL SECURITIES, INC.
E-OPTION | SUCCESS TRADER | REGAL WEALTH MANAGEMENT, INC. | REGAL SECURITIES, INC. | REGAL DISCOUNT SECURITIES, INC. | REGAL DISCOUNT SECURITIES | INVESTRADE DISCOUNT SECURITIES | HEARTLAND SECURITIES, INC.
CRD#: 7297 / SEC#: , 8-21765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
950 Milwaukee Ave. Suite 102, Glenview, IL 60025
Mailing Address
950 Milwaukee Ave. Suite 102, Glenview, IL 60025-3766
Phone number
(800) 786-9000
Established
Illinois since 05/06/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
