Kent Ralph Nelson Whitney
Professional Summary
Kent Ralph Nelson Whitney, who also goes by Kent R Whitney, was a registered financial advisor. Kent was a previously registered financial professional and started their career in finance 1994 - 2020. Kent had worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 3, Series 24, Series 28, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kent R Whitney
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
DYNAMIC YIELDS CAPITAL MARKET | YADEGAR, BENIS G
Contact Information
Established
California since 05/21/2014Firm Type
Limited Liability CompanyFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YADEGAR, BENIS GAVLAN | CCO/MEMBER | 6161752 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2009About the Series 28 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2002About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2002About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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