Frank A. Zimmerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank A Zimmerman was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1994. Frank had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2018 - January 24, 2023
PEACHCAP SECURITIES, INC.
July 21, 2015 - December 8, 2017
TRIAD ADVISORS LLC
January 26, 2015 - May 11, 2015
KOVACK ADVISORS, INC.
October 15, 2014 - May 11, 2015
KOVACK SECURITIES INC.
April 28, 2011 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
March 28, 2002 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
July 27, 1994 - April 3, 2002
STONEX SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEACHCAP SECURITIES, INC.
CRD#: 25590 / SEC#: , 8-41855
Contact information
FINRA licenses (45 States and Territories)
Red Flags
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