Kevin P. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Paul Beck, who also goes by Kevin P Beck, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1993. Kevin had worked at 3 firms and has passed the Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2016 - December 31, 2018
PARADICE INVESTMENT MANAGEMENT LLC
September 8, 1999 - February 17, 2000
ROBERT FLEMING INC.
December 22, 1993 - January 17, 1996
HARRIS ASSOCIATES SECURITIES L.P.
Primary Firm SEC Registration
PARADICE INVESTMENT MANAGEMENT LLC
CRD#: 164411 / SEC#: 801-76920
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARADICE INVESTMENT MANAGEMENT LLC
CRD#: 164411 / SEC#: 801-76920
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 1,393,038,564 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
