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Kurt Branham Barton

CRD# 2436903·Registered 1997 - 2010
Previously Registered: Being a previously registered professional could mean that Kurt is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kurt Branham Barton was a registered financial advisor. Kurt was a previously registered financial advisor and started their career in finance 1997 - 2010. Kurt had worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

TRITON FINANCIAL, LLC·CRD# 139532
RIA
Austin, TX
June 28, 2006 - December 31, 2010
VERITRUST FINANCIAL, LLC·CRD# 106594
RIA
Austin, TX
January 22, 2004 - May 12, 2006
VERITRUST FINANCIAL, LLC·CRD# 106594
BD
Austin, TX
April 22, 2002 - May 12, 2006
ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
April 14, 1997 - April 22, 2002

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 2006About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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