Rodney S. Palmer

BARNES WEALTH MANAGEMENT GROUP

Bakersfield, CA 93309

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CRD#: 2436679

Professional summary

Rodney Scott Palmer is a registered financial advisor currently at BARNES WEALTH MANAGEMENT GROUP located in Bakersfield, California.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Rodney has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NORTHSTAR FINANCIAL, INVESTMENT RELATED, BAKERSFIELD CA, INSURANCE AGENCY, OWNER OFFERING SALES OF LIFE/LTC INSURANCE & ANNUITIES SINCE 10/1993. 10 HOURS PER MONTH. (2) 1% OWNER OF "HIT SONGS HOLDINGS, LLC, NON-INVESTMENT RELATED, BUSINESS LOCATED IN BRANSON, MO." PROVIDING TELEVISION AND RECORDING PRODUCTIONS SINCE 11/2009. LESS THAN 1% TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Scott Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2022 - Present

BARNES WEALTH MANAGEMENT GROUP

Office #1: 5060 California Ave. Suite 600, Bakersfield, CA 93309

RIA

CRD#: 132189

Bakersfield, CA

Past

August 11, 2017 - April 28, 2023

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Bakersfield, CA

Past

April 30, 2010 - September 18, 2017

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

BAKERSFIELD, CA

Past

April 27, 2010 - September 18, 2017

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

BAKERSFIELD, CA

Past

March 2, 2004 - April 28, 2010

AFA ADVISOR SERVICES LLC

RIA

CRD#: 129104

BAKERSFIELD, CA

Past

February 11, 2004 - April 27, 2010

AFA FINANCIAL GROUP, LLC

CRD#: 127648

BAKERSFIELD, CA

Past

June 25, 2001 - February 25, 2004

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

FOLSOM, CA

Past

June 18, 2001 - February 25, 2004

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

December 12, 2000 - June 19, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

February 14, 1994 - December 11, 2000

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNES WEALTH MANAGEMENT GROUP

CRD#: 132189 / SEC#: 801-118031

RIA

Registered Investment Advisory firm - (2/3/2020 Approved)

California

Registered Investment Advisory firm - (3/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/11/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BARNES WEALTH MANAGEMENT GROUP

CRD#: 132189 / SEC#: 801-118031

RIA

Registered Investment Advisory firm - (2/3/2020 Approved)

California

Registered Investment Advisory firm - (3/11/2020 Terminated)

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Contact information

Main Address

5060 California Ave. Suite 600, Bakersfield, CA 93309

Mailing Address

Phone number

(661) 322-9799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BWMG FORM ADV PART 2A DATED MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,292
AUM (Assets Under Management)	$ 411,644,298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney S. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Scott Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

AFA ADVISOR SERVICES LLC

AFA FINANCIAL GROUP, LLC

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

BARNES WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/1998

Series 63

Date: 2/11/1994

SIE

Date: 9/18/2017

Series 7

Date: 8/10/1999

Series 6

Date: 2/11/1994

Current Firm

BARNES WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNES WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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