Robert W. Jarrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Walter Jarrell, who also goes by Bobby Jarrell Jr, Robert Walter Jarrell Jr, Robert Walter Jarrell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - December 20, 2022
GWN SECURITIES INC.
January 4, 2017 - December 20, 2022
GWN SECURITIES INC.
February 2, 2011 - December 15, 2016
CETERA ADVISORS LLC
January 3, 2011 - December 15, 2016
CETERA ADVISORS LLC
August 2, 2010 - December 31, 2010
GWN SECURITIES INC.
June 25, 2009 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 13, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 13, 2006 - July 1, 2009
MSI FINANCIAL SERVICES, INC.
February 2, 2004 - January 5, 2006
STUART SECURITIES CORP.
October 25, 2002 - February 4, 2004
ONEAMERICA SECURITIES, INC.
October 17, 2000 - November 6, 2002
AVANTAX INVESTMENT SERVICES, INC.
March 12, 1998 - October 26, 2000
WMA SECURITIES, INC.
February 22, 1994 - March 19, 1998
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
