Robin M. Kaukonen

SUMMIT GLOBAL INVESTMENTS

Bountiful, UT 84010

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CRD#: 2436525

Professional summary

Robin Mechlowitz Kaukonen, who also goes by Robin Kaukonen, Robin Mechlowitz, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Bountiful, Utah.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Kaukonen | Robin Mechlowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*90169 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PROPERTY OWNED BY ROBIN KAUKONEN INVESTMENT RELATED: N ADDRESS OF BUSINESS: FAIRFAX, CALIFORNIA 94930 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/5/1998 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE THAT I OWN THAT I USED TO LIVE IN THAT I NOW RENT OUT. I*90170 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT PROPERTY - R. KAUKONEN AND N. MEADOWS INVESTMENT RELATED: N ADDRESS OF BUSINESS: OAKLAND, CALIFORNIA 94619 NATURE OF BUSINESS: OTHER,OWNED JOINTLY WITH NANCY MEADOWS POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Mechlowitz Kaukonen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2022 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

Office #1: 620 South Main Street, Bountiful, UT 84010

RIA

CRD#: 157091

Bountiful, UT

Past

February 8, 2016 - July 11, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

January 15, 2016 - July 11, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

May 9, 2013 - January 21, 2014

WORLD EQUITY GROUP, INC.

CRD#: 29087

SAN FRANCISCO, CA

Past

November 17, 2008 - April 25, 2013

VIRTU ITG LLC

CRD#: 29299

SAN FRANCISCO, CA

Past

August 21, 2000 - March 18, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

SAN FRANCISCO, CA

Past

April 13, 1999 - April 19, 1999

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

June 3, 1996 - April 12, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 3, 1994 - May 5, 1994

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/10/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/2/1994

General Securities Representative Examination

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robin M. Kaukonen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Mechlowitz Kaukonen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WORLD EQUITY GROUP, INC.

VIRTU ITG LLC

LEHMAN BROTHERS INC.

CANTOR FITZGERALD & CO.

LEHMAN BROTHERS INC.

HAMBRECHT & QUIST LLC

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2016

Series 63

Date: 5/8/1996

SIE

Date: 7/11/2016

Series 55

Date: 8/10/2004

Series 7

Date: 2/2/1994

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

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