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Michael Breen Grenier

RAINMAKER SECURITIES
New York, NY
·CRD# 2436392·26 years experience

Professional Summary

Michael Breen Grenier is a registered financial advisor currently at RAINMAKER SECURITIES, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

RAINMAKER SECURITIES, LLC·CRD# 132995
BD
New York, NY
December 11, 2013 - Present
HOULIHAN LOKEY CAPITAL, INC.·CRD# 17708
BD
Los Angeles, CA
August 21, 2001 - May 13, 2004
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION·CRD# 31797
BD
February 24, 1994 - June 12, 1995

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Current Firm

RS
RAINMAKER SECURITIES, LLC

RAINMAKER SECURITIES, LLC

CRD#: 132995 / SEC#: 8-66667
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134

Mailing Address

382 Ne 191st St. #86647 #86647, Miami, FL 33179-3899

Phone Number

(888) 333-1091

Established

Delaware since 03/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAINMAKER GROUP HOLDINGS, LLCSOLE MEMBER—
ANDERSON, GLEN WAYNEPRESIDENT / CCO5030000
LALL, KIRAT SINGHMANAGING DIRECTOR - RESEARCH AND MARKETS6644470

Disclosures

Regulatory Event

4

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/9/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2013About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Breen Grenier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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