Steve I. Song

SONG ASSET MANAGEMENT CO.

CHICAGO, IL

Some features on this profile are disabled

CRD#: 2436356

Professional summary

Steve Il Song is a registered financial advisor currently at SONG ASSET MANAGEMENT CO. LLC located in Chicago, Illinois.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steve has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Il Song's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2005 - Present

SONG ASSET MANAGEMENT CO. LLC

RIA

CRD#: 134468

CHICAGO, IL

Past

October 15, 2001 - March 24, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

September 18, 2001 - March 24, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 5, 1998 - September 18, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 16, 1995 - September 29, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 5, 1994 - January 5, 1995

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/28/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/23/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/4/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SONG ASSET MANAGEMENT CO. LLC

SONG ASSET MANAGEMENT CO. LLC | SONG ASSET MANAGEMENT, LLC

CRD#: 134468 / SEC#:

Illinois

Registered Investment Advisory firm - (3/28/2005 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Grayslake, IL

Mailing Address

Phone number

(312) 218-2445

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 8,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steve I. Song

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Il Song's CRS (Customer Relationship Summary).

Certified licenses

Experience

SONG ASSET MANAGEMENT CO. LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

FIDELITY BROKERAGE SERVICES LLC

UBS FINANCIAL SERVICES INC.

RODMAN & RENSHAW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/1996

Series 63

Date: 5/16/1994

Series 31

Date: 7/23/2002

Series 7

Date: 7/10/1995

Series 6

Date: 4/4/1994

Current Firm

SONG ASSET MANAGEMENT CO. LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SONG ASSET MANAGEMENT CO. LLC

TRUST BUT VERIFY

Similar Advisors