William Sauer Sloneker
Professional Summary
William Sauer Sloneker, who also goes by William Sloneker, is a registered financial advisor currently at CINCINNATI ASSET MANAGEMENT INC located in Cincinnati, Ohio. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 1 firm and has passed the Series 65 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Sloneker
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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CAPITAL ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CINCINNATI ASSET MANAGEMENT INC
Contact Information
Main Address
8845 Governor's Hill Drive Suite 230, Cincinnati, OH 45249-3317Phone Number
(513) 554-8500# of Employees
15SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,033AUM (Assets Under Management)
$2,531,546,094Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CINCINNATI ASSET MANAGEMENT INC
State Registrations and Notice Filings
(9/12/1999)
(1/31/1994)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Dec 1993Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view William Sauer Sloneker's CRS (Customer Relationship Summary).
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