Edward L. Gunnell

GUNNELL FINANCIAL

Plainfield, IN 46168

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CRD#: 2435897

Professional summary

Edward Lee Gunnell II, who also goes by Ed Gunnell, Eddie Gunnell, Edward Lee Gunnell, II Edward Lee Gunnell, is a registered financial advisor currently at GUNNELL FINANCIAL located in Plainfield, Indiana.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Edward has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Gunnell | Eddie Gunnell | Edward Lee Gunnell | Ii Edward Lee Gunnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2015 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: GUNNELL FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING, FINANCIAL PLANNING START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 20 POSITION/TITLE/RELATIONSHIP: PRINCIPAL BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, REPRESENTATION, ACCOUNTING, AND AUDITING SERVICES, FINANCIAL PLANNING 3.N/A, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION IN 46032, COMMUNITY SPORTS, STARTED 7/27/15, REFEREE, APX 1/2014, SEASONAL, YOUTH SOCCER REF 4. NAME OF OTHER BUSINESS: HARPER BROWN CAPITAL INVESTMENT RELATED: NO ADDRESS: 8440 WOODFIELD CROSSING BLVD STE 325 INDIANAPOLIS IN 46240 NATURE OF BUSINESS: MEMBER OF BOARD OF DIRECTORS DESCRIPTION OF DUTIES: CORPORATE OVERSIGHT AND CONSULTING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lee Gunnell II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2016 - Present

GUNNELL FINANCIAL

Office #1: 3928 Clarks Creek Rd, Plainfield, IN 46168

RIA

CRD#: 286076

Plainfield, IN

Past

January 14, 2021 - December 4, 2021

HBC WEALTH MANAGEMENT LLC

RIA

CRD#: 312091

PLAINFIELD, IN

Past

August 25, 2015 - November 30, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

CARMEL, IN

Past

August 11, 2015 - November 30, 2016

CETERA ADVISORS LLC

CRD#: 10299

CARMEL, IN

Past

April 24, 2008 - July 17, 2015

GUNNELL RETIREMENT AND ESTATE PLANNING LLC

RIA

CRD#: 147037

PLAINFIELD, IN

Past

August 19, 2004 - March 13, 2008

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SOUTH BEND, IN

Past

May 19, 2004 - March 13, 2008

PRUCO SECURITIES, LLC.

CRD#: 5685

SOUTH BEND, IN

Past

November 7, 2003 - May 4, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 30, 2003 - May 4, 2004

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

ELKART, IN

Past

January 13, 2003 - October 3, 2003

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

FORT WAYNE, IN

Past

January 13, 2003 - October 3, 2003

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

December 23, 1998 - October 31, 2002

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

INDIANAPOLIS, IN

Past

April 19, 1994 - October 31, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/24/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/12/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/27/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GUNNELL FINANCIAL

GUNNELL & KINNAMON FINANCIAL | GUNNELL FINANCIAL | GUNNELL & KINNAMON LLP

CRD#: 286076 / SEC#:

Indiana

Registered Investment Advisory firm - (12/8/2016 Approved)

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Contact information

Main Address

3928 Clarks Creek Rd, Plainfield, IN 46168

Mailing Address

Po Box 807, Plainfield, IN 46168

Phone number

(317) 203-4433

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 7,920,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward L. Gunnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lee Gunnell II's CRS (Customer Relationship Summary).

Certified licenses

Experience

HBC WEALTH MANAGEMENT LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

GUNNELL RETIREMENT AND ESTATE PLANNING LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/2015

Series 65

Date: 12/15/1999

SIE

Date: 11/30/2016

Series 7

Date: 8/11/2015

Series 24

Date: 9/12/2003

Series 8

Date: 6/27/1997

Current Firm

GUNNELL FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUNNELL FINANCIAL

TRUST BUT VERIFY

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