Gregory S. Brown

G&S CAPITAL LLC

Denver, CO 80111

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CRD#: 2435871

Professional summary

Gregory Stone Brown, CFA is a registered financial advisor currently at G&S CAPITAL LLC located in Denver, Colorado.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gregory has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Stone Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 8, 2022 - Present

G&S CAPITAL LLC

Office #1: 7887 E. Belleview Ave. Suite 1225, Denver, CO 80111

RIA

CRD#: 171033

Denver, CO

Past

May 4, 2016 - February 2, 2023

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Lone Tree, CO

Past

May 2, 2016 - August 30, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Past

August 5, 2008 - April 20, 2016

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

DENVER, CO

Past

June 1, 2007 - July 2, 2008

FERRIS, BAKER WATTS, LLC

CRD#: 285

DENVER, CO

Past

September 9, 2003 - May 4, 2007

JANCO PARTNERS, INC.

CRD#: 40055

GREENWOOD VILLAGE, CO

Past

July 27, 1999 - July 8, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Past

October 2, 1998 - April 23, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 11, 1996 - August 14, 1997

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Past

August 22, 1994 - November 1, 1994

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G&S CAPITAL LLC

CRD#: 171033 / SEC#: 801-79801

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/8/2022)

IAR

Texas
(8/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

G&S CAPITAL LLC

CRD#: 171033 / SEC#: 801-79801

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

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Contact information

Main Address

7887 E. Belleview Ave. Suite 1225, Denver, CO 80111

Mailing Address

Phone number

(303) 773-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

G&S FORM ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 389,047,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory S. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Stone Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

B. RILEY WEALTH MANAGEMENT

FERRIS, BAKER WATTS, LLC

JANCO PARTNERS, INC.

INVESCO DISTRIBUTORS, INC.

OSAIC WEALTH, INC.

SANFORD C. BERNSTEIN & CO., INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

G&S CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2016

Series 63

Date: 2/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/9/1996

Series 6

Date: 7/27/1994

Current Firm

G&S CAPITAL LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

G&S CAPITAL LLC

TRUST BUT VERIFY

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