Gennaro J. Fulvio
Professional summary
Gennaro John Fulvio, who also goes by Gennaro Fulvio, John Fulvio, is a registered financial professional currently at MANORHAVEN CAPITAL LLC located in New York, New York and CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut.
Gennaro is registered as a RR (Registered Representative) and started their career in finance in 1996. Gennaro has worked at 36 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gennaro John Fulvio's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 1998 - Present
MANORHAVEN CAPITAL LLC
Office #1: 120 Wall Street 25th Floor, New York, NY 10005Office #2: 120 Wall Street, New York, NY 10005June 18, 2007 - Present
CHATSWORTH SECURITIES LLC
Office #1: 95 East Putnam Avenue, Greenwich, CT 06830April 1, 2011 - Present
KOTAK MAHINDRA, INC.
Office #1: Penn1 1 Pennsylvania Plaza Suite 1720, New York, NY, 10119June 27, 2011 - Present
THEMIS TRADING LLC
Office #1: 10 Town Square, Suite 100, Chatham, NJ 07928Office #2: 10 Town Square, Suite 100, Chatham, NJ 07928July 16, 2021 - May 26, 2022
PROMETHEUM ATS
December 20, 2017 - May 3, 2018
CURRENT CAPITAL SECURITIES LLC
November 4, 2016 - March 16, 2026
SHELTER ROCK CAPITAL GROUP LLC
May 20, 2016 - December 21, 2016
PERELLA WEINBERG PARTNERS LP
April 7, 2016 - January 12, 2018
AMBIT AMERICA INC.
January 22, 2016 - October 28, 2022
SPURRIER CAPITAL PARTNERS LLC
September 17, 2014 - September 29, 2017
QUASAR TRADING, LLC
July 3, 2014 - December 15, 2017
MORGAN JOSEPH TRIARTISAN LLC
November 20, 2013 - September 28, 2015
BROCK SECURITIES LLC
November 14, 2013 - September 27, 2023
PARK MADISON PARTNERS LLC
May 3, 2013 - April 24, 2015
ENCLAVE CAPITAL LLC
April 17, 2013 - June 30, 2025
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
April 18, 2012 - December 20, 2016
GDK, INC.
January 23, 2012 - January 3, 2025
THREADSTONE CAPITAL, LLC
September 14, 2011 - November 22, 2017
DOMINARI SECURITIES LLC
July 28, 2011 - June 15, 2012
BROAD STREET SECURITIES GROUP, LLC
July 7, 2011 - August 8, 2014
QUASAR TRADING, LLC
March 2, 2009 - May 28, 2009
J & D SECURITIES LLC
December 14, 2006 - March 4, 2014
DRU STOCK, INC.
May 12, 2006 - July 16, 2015
PERELLA WEINBERG PARTNERS LP
July 13, 2005 - May 4, 2006
LIGHTHOUSE FINANCIAL GROUP, LLC
May 13, 2005 - February 1, 2010
DIAMOND CARTER TRADING, L.L.C.
February 11, 2005 - November 9, 2005
PCF PROVIDENT CAPITAL MARKETS, INC.
October 29, 2004 - April 20, 2014
TRINITY DERIVATIVES GROUP, LLC
November 12, 2002 - March 6, 2009
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
September 13, 2002 - March 21, 2013
WHITAKER SECURITIES LLC
April 16, 2002 - May 30, 2002
WYSER-PRATTE & CO., INC.
March 7, 2002 - January 3, 2017
FIVE MILE CAPITAL SECURITIES LLC
November 28, 2001 - March 11, 2002
GRIDLEY & COMPANY LLC
December 5, 2000 - June 10, 2004
TRINIX SECURITIES LLC
October 1, 2000 - September 19, 2011
LOMBARDI & CO., INC.
November 12, 1997 - February 6, 2001
FIRST MADISON SECURITIES, INC.
February 13, 1997 - April 4, 1997
WILLIAM & CO. CAPITAL MARKETS LTD.
March 25, 1996 - January 20, 1997
HANDELSBANKEN MARKETS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Current Firm
THEMIS TRADING LLC
CRD#: 120116 / SEC#: , 8-65260
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SALUZZI, JOSEPH CARL | MANAGING MEMBER | 1806970 |
| WILSON, SCOTT ANDREW | MANAGING MEMBER | 1558866 |
| ZAJAC, PAUL SCOTT | CCO | 4096864 |
| ZAJAC, PAUL SCOTT | MANAGING MEMBER | 4096864 |
| ZAJAC, PAUL SCOTT | CEO | 4096864 |
| ZAJAC, PAUL SCOTT | COO | 4096864 |
| FULVIO, GENNARO JOHN | CFO | 2435828 |
| FULVIO, GENNARO JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 2435828 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
