Michele E. Posey
Professional summary
Michele Edwardia Posey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michele is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michele had worked at 2 firms, which includes WINGSPAN INVESTMENT SERVICES, CITICORP INVESTMENT SERVICES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1996 - December 1, 1997
WINGSPAN INVESTMENT SERVICES
February 16, 1994 - March 4, 1996
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINGSPAN INVESTMENT SERVICES
CRD#: 17516 / SEC#: , 8-35189
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANK ONE N.A. | SHAREHOLDER | |
| BAKER, DAVID MICHAEL | DIRECTOR | 1501951 |
| MARKHAM, BRADFORD MICHAEL | SECRETARY | 3137543 |
| MARTIN, KEVIN LEE | FINANCIAL OFFICER | 2742022 |
| MOLITOR, MARY DARLENE | DIRECTOR | 2158011 |
| REED, MICHAEL JOHN | CHAIRMAN/CEO | 1553478 |
| THOMAS, SHARLENE ANNE | DIRECTOR | 2320855 |
| WACHS, GARY DAVID | COMPLIANCE DIRECTOR | 1208274 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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