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Andres Roberto Sinclair

ANDBANC ADVISORY
MIAMI, FL
·CRD# 2435555·32 years experience

Professional Summary

Andres Roberto Sinclair is a registered financial advisor currently at ANDBANC ADVISORY LLC located in Miami, Florida. Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andres has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ANDBANC ADVISORY LLC·CRD# 150463
RIA
201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131
July 25, 2025 - Present
LEGEND WM·CRD# 174259
RIA
Coral Gables, FL
July 16, 2021 - July 21, 2025
AZG CAPITAL·CRD# 154117
RIA
Coral Gables, FL
June 22, 2011 - November 12, 2020
AZIMUT INVESTMENT ADVISORS LLC·CRD# 134626
RIA
Coral Gables, FL
December 12, 2005 - November 12, 2020
BRADESCO INVESTMENTS INC.·CRD# 19453
BD
Coral Gables, FL
September 20, 2002 - October 11, 2005
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
March 28, 2001 - July 26, 2002
JPMSI·CRD# 15733
BD
New York, NY
November 20, 1996 - December 12, 2000
LTCB LATIN AMERICA, INC.·CRD# 30396
BD
January 5, 1994 - November 11, 1996

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Current Firm

AA
ANDBANC ADVISORY LLC

ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001

CRD#: 150463 / SEC#: 801-79716
RIA
Registered Investment Advisory firm - SEC (5/19/2014 Approved)
Florida
Registered Investment Advisory firm - Florida (6/30/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131

Phone Number

(305) 702-0601

# of Employees

13

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ANDBANC ADVISORY LLC ADV BROCHURE (3/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

472

AUM (Assets Under Management)

$806,476,121

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ANDBANC ADVISORY LLC

ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001

CRD#: 150463 / SEC#: 801-79716
RIA
Registered Investment Advisory firm - SEC (5/19/2014 Approved)
Florida
Registered Investment Advisory firm - Florida (6/30/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Andres Roberto Sinclair's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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