Andres R. Sinclair

ANDBANC ADVISORY LLC

Miami, FL 33131

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CRD#: 2435555

Professional summary

Andres Roberto Sinclair is a registered financial advisor currently at ANDBANC ADVISORY LLC located in Miami, Florida.

Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andres has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Roberto Sinclair's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2025 - Present

ANDBANC ADVISORY LLC

Office #1: 201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131

RIA

CRD#: 150463

Miami, FL

Past

July 16, 2021 - July 21, 2025

LEGEND WM

RIA

CRD#: 174259

CORAL GABLES, FL

Past

June 22, 2011 - November 12, 2020

AZG CAPITAL

RIA

CRD#: 154117

CORAL GABLES, FL

Past

December 12, 2005 - November 12, 2020

AZIMUT GENESIS ADVISORS

RIA

CRD#: 134626

CORAL GABLES, FL

Past

September 20, 2002 - October 11, 2005

BRADESCO INVESTMENTS INC.

CRD#: 19453

CORAL GABLES, FL

Past

March 28, 2001 - July 26, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 20, 1996 - December 12, 2000

JPMSI

CRD#: 15733

NEW YORK, NY

Past

January 5, 1994 - November 11, 1996

LTCB LATIN AMERICA, INC.

CRD#: 30396

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDBANC ADVISORY LLC

ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001

CRD#: 150463 / SEC#: 801-79716

RIA

Registered Investment Advisory firm - (5/19/2014 Approved)

Florida

Registered Investment Advisory firm - (6/30/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/4/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/1998

General Securities Principal Examination

Current Firm

ANDBANC ADVISORY LLC

ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001

CRD#: 150463 / SEC#: 801-79716

RIA

Registered Investment Advisory firm - (5/19/2014 Approved)

Florida

Registered Investment Advisory firm - (6/30/2014 Terminated)

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Contact information

Main Address

201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131

Mailing Address

Phone number

(305) 702-0601

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDBANC ADVISORY LLC ADV BROCHURE (5/13/2025)

Regulatory assets under management

Total Number of Accounts	509
AUM (Assets Under Management)	$ 871,799,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andres R. Sinclair

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Roberto Sinclair's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGEND WM

AZG CAPITAL

AZIMUT GENESIS ADVISORS

BRADESCO INVESTMENTS INC.

CREDIT SUISSE SECURITIES (USA) LLC

JPMSI

LTCB LATIN AMERICA, INC.

Primary Firm SEC Registration

ANDBANC ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2005

Series 63

Date: 1/5/1994

Series 7

Date: 1/4/1994

Series 24

Date: 4/6/1998

Current Firm

ANDBANC ADVISORY LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDBANC ADVISORY LLC

TRUST BUT VERIFY

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